BR
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Brian William Ragen

31 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
75 advisors
Number of Clients
3,253 clients
Average Client Portfolio
$151K average
Assets Under Management
$489.9M

Fee Structure

Minimum Investment:$20K
Financial Planning:Investment management only
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Location

3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is affiliated with Concorde Asset Management, LLC as a Compliance Principal and Concorde Holdings, Inc., both investment-related. He dedicates full-time hours to both roles.

Employment History
Current Registrations
Concorde Asset Management, LLC
March 2018 - Present · 7 yrs 11 mos
Concorde Investment Services, LLC
March 2018 - Present · 7 yrs 11 mos
Concorde Investment Services, LLCBroker
March 2018 - Present · 7 yrs 11 mos
Previous Registrations
Triad Advisors, LLC
October 2012 - March 2018 · 5 yrs 5 mos
Triad Advisors LLCBroker
October 2012 - March 2018 · 5 yrs 5 mos
L.M. Kohn & Company
February 2012 - May 2012 · 3 mos
L.M. Kohn & CompanyBroker
December 2011 - May 2012 · 5 mos
Midsouth Capital, INC.
January 2011 - January 2012 · 1 yr
Midsouth Capital, INC.
January 2008 - December 2010 · 2 yrs 11 mos
Midsouth Capital, INC.Broker
January 2008 - February 2012 · 4 yrs 1 mo
Morgan Stanley & CO., Incorporated
April 2007 - December 2007 · 8 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - December 2007 · 8 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
October 2005 - April 2007 · 1 yr 6 mos
North Coast Securities CorporationBroker
July 2004 - September 2005 · 1 yr 2 mos
First Allied Securities, INC.Broker
May 2000 - August 2002 · 2 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
May 1999 - May 2000 · 1 yr
Attkisson, Carter & Akers, IncorporatedBroker
August 1998 - May 1999 · 9 mos
Argent Securities, INC.Broker
January 1996 - September 1998 · 2 yrs 8 mos
Chatfield Dean & CO., INC.Broker
June 1995 - December 1995 · 6 mos
Scottsdale Securities, INC.Broker
October 1992 - August 1993 · 10 mos
Olde Discount CorporationBroker
May 1990 - January 1992 · 1 yr 8 mos
Bear, Stearns & CO. INC.Broker
May 1988 - September 1989 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian William Ragen - Financial Advisor | TrueAdvisor