Betty Jean Arias

CFP

Waterloo Capital

36 Years of Experience

May Earn Commission

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

2801 Via Fortuna, Suite 250, Austin, TX, 78746

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Betty is a Partner and Advisor with MAM Group LLC dba AMG Wealth Advisors, where she manages client assets.

Employment History

Current Registrations

Waterloo Capital

April 2018 - Present · 7 yrs 10 mos

Previous Registrations

Raymond James & Associates, INC.Broker

February 2013 - May 2018 · 5 yrs 3 mos

Raymond James & Associates, INC.

February 2013 - May 2018 · 5 yrs 3 mos

Morgan Keegan & Company, INC.Broker

March 1996 - February 2013 · 16 yrs 11 mos

Morgan Keegan & Company, INC.

March 1996 - February 2013 · 16 yrs 11 mos

Nationsbanc Capital Markets, INC.Broker

January 1991 - April 1996 · 5 yrs 3 mos

Ncnb Securities, INC.Broker

April 1990 - January 1991 · 9 mos

Ncnb Texas Securities, INC.Broker

April 1989 - April 1990 · 1 yr

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.