DS
CFP
DS
CFP

David Joseph Spano

37 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
74 advisors
Number of Clients
9,353 clients
Average Client Portfolio
$660K average
Assets Under Management
$6.2B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.40%
$25.0M - $100.0M0.30%
$100M+0.30%

Over $100,000,001 is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

17950 W. Corporate Drive, Suite 300, Brookfield, WI, 53045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is a member of Annex Insurance Services LLC, selling non-registered insurance contracts, and spends minimal time on this. He is also a sole member of Annex 127, LLC, managing commercial property, and spends a few hours per week on this activity. Finally, he is a member of Annex Tax Services, LLC, performing tax preparation services and spends minimal time on this.

Employment History
Current Registrations
Annex Wealth Management, LLC
December 2004 - Present · 21 yrs 2 mos
Previous Registrations
H. Beck, INC.Broker
December 2009 - May 2019 · 9 yrs 5 mos
Sii Investments, INC.
October 1995 - December 2009 · 14 yrs 2 mos
Sii Investments, INC.Broker
October 1995 - December 2009 · 14 yrs 2 mos
Wellington Investment Services CORP.Broker
January 1989 - October 1995 · 6 yrs 9 mos
Fsc Securities CorporationBroker
June 1988 - January 1989 · 7 mos
State Registrations19 states
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Advisor
Exams
No exam information available for this advisor.