Susan Lockwood is a registered investment advisor at Premium 72 Capital, based in Houston, TX, with 35 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $10M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
10 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$10.0M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.99% |
| $500K - $1.0M | 2.50% |
| $1.0M - $1.5M | 2.00% |
| $1.5M - $2.5M | 1.50% |
| $2.5M+ | 1.50% |
Fees are negotiable. The maximum fee charged by The Firm is 2.99%. For amounts greater than $2,500,000, fees are negotiated.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Houston, TX
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Regulatory History (1)
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Regulatory
February 2013Final
Employment History
Current Registrations
Premium 72 Capital
January 2026 - Present · 3 mos
Previous Registrations
Premium 72 Capital
March 2024 - December 2024 · 9 mos
Premium 72 Capital
January 2021 - December 2023 · 2 yrs 11 mos
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October 2015 - December 2020 · 5 yrs 2 mos
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October 2012 - October 2015 · 3 yrs
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June 2010 - October 2015 · 5 yrs 4 mos
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January 2010 - December 2010 · 11 mos
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October 2009 - May 2010 · 7 mos
American Securities Group, INC.Broker
March 2009 - October 2009 · 7 mos
Erisa Plan Services INC
January 2009 - January 2010 · 1 yr
Scott & Stringfellow, INC.
April 2001 - February 2008 · 6 yrs 10 mos
Scott & Stringfellow, INC.Broker
March 2001 - February 2008 · 6 yrs 11 mos
Edgar M. Norris & CO., INC.Broker
July 1988 - March 2001 · 12 yrs 8 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.