Michael Tracy is a CFP-designated registered investment advisor at Principium Investments LLC, based in Boulder, CO, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management. Their firm serves 228 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fee Estimator
Location
Boulder, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a registered investment advisor with Sarasota Asset Management in Sarasota, FL, since 2003.
Employment History
Current Registrations
Principium Investments LLC
Previous Registrations
Sarasota Asset Management, INC.
Linsco/private Ledger CORP.
State Registrations4 states
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