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WB
WB
William Thomas Baker
Benjamin Securities, INC.
32 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
High Net Worth
Benjamin Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
66 clients
Average Client Portfolio
$514K average
Assets Under Management
$33.9M
Fee Structure
Minimum Investment:
$50K
Financial Planning:
Investment management only
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Location
3 West Garden Street, Suite 407, Pensacola, FL, 32502
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Regulatory
November 2006
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Benjamin Securities, INC.
August 2015 - Present · 10 yrs 6 mos
Benjamin Securities, INC.
Broker
September 2010 - Present · 15 yrs 5 mos
Previous Registrations
Obsidian Financial Group, LLC
Broker
November 2010 - September 2011 · 10 mos
Obsidian Financial Group, LLC
Broker
April 2008 - April 2010 · 2 yrs
Westrock Advisors, INC.
Broker
October 2007 - April 2008 · 6 mos
Fagenson & CO., INC.
Broker
December 2006 - July 2007 · 7 mos
Ekn Financial Services INC.
Broker
December 2001 - December 2006 · 5 yrs
Ehrenkrantz King Nussbaum
Broker
October 2001 - December 2001 · 2 mos
Weatherly Securities Corporation
Broker
September 1999 - October 2001 · 2 yrs 1 mo
Tasin & Company, INC.
Broker
April 1999 - September 1999 · 5 mos
Egs Securities CORP.
Broker
September 1998 - April 1999 · 7 mos
A.J. Michaels & CO., LTD.
Broker
February 1996 - July 1998 · 2 yrs 5 mos
E*trade Capital INC.
Broker
January 1996 - February 1997 · 1 yr 1 mo
E*trade Securities, INC.
Broker
August 1993 - February 1996 · 2 yrs 6 mos
A.J. Michaels & CO., LTD.
Broker
December 1992 - August 1993 · 8 mos
Mclaughlin, Piven, Vogel INC.
Broker
April 1988 - January 1989 · 9 mos
State Registrations
26 states
CA
CO
CT
FL
GA
IL
LA
MA
MD
ME
MI
NC
NJ
NV
NY
OH
OR
PA
PR
RI
TN
TX
VA
WA
WI
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.