David Max Garrison

CFP

Capital Investment Management, INC

37 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningInvestment Management

Capital Investment Management, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

4 advisors

Number of Clients

1,057 clients

Average Client Portfolio

$451K average

Assets Under Management

$477.1M

Fee Structure

Minimum Investment:$5K

Financial Planning:Included in AUM fee

Location

740 NW Blue Parkway, Suite 301, Lee'S Summit, MO, 64086

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

April 1993

Customer Dispute

July 1992

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

David is an advisory representative of a registered investment advisor and an independent insurance agent for various independent insurance companies, dedicating about a quarter of his time to this. He is also a member of Capital Tax Consulting, LLC, a partner in MRH Holdings LLC, and an owning member in MSG Holdings LLC, spending minimal time on each.

Employment History

Current Registrations

Cambridge Investment Research, INC.Broker

May 2011 - Present · 14 yrs 9 mos

Capital Investment Management, INC

June 1998 - Present · 27 yrs 8 mos

Previous Registrations

Ecusa, LLC

April 2012 - October 2012 · 6 mos

Cambridge Investment Research Advisors, INC.

May 2011 - October 2011 · 5 mos

Securities America, INC.Broker

January 1997 - May 2011 · 14 yrs 4 mos

Vsr Financial Services, INC.Broker

April 1993 - December 1996 · 3 yrs 8 mos

American Express Financial Advisors INC.Broker

February 1988 - April 1993 · 5 yrs 2 mos

State Registrations17 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.