Bruce Silver is a registered investment advisor at Ladenburg Thalmann Asset Management INC, based in New York, NY, with 37 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,334 clients with $5.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
21 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$5.6B

Fee Structure

Investment management only (planning not offered)

Ladenburg Thalmann Asset Management manages investments through various programs and separately managed accounts. Fees for these services are determined by the specific program or agreement and are subject to negotiation. Details and fee schedules for Ladenburg-sponsored programs are available upon request. For separately managed accounts, fees are generally charged quarterly, either in advance or in arrears, as specified in the client agreement.

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Location

640 Fifth Avenue, 4th Fl., New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bruce works as a bookkeeper for Silver Enterprises Inc. and dedicates minimal time. He is also a board member for the Yogi Berra Museum & Learning Center and the treasurer of the board for Community Hope Foundation, spending minimal time on each.

Employment History
Current Registrations
Ladenburg Thalmann & CO. INC.
December 2009 - Present · 16 yrs 4 mos
Ladenburg Thalmann Asset Management INC
December 2009 - Present · 16 yrs 4 mos
Ladenburg Thalmann & CO. INC.Broker
December 2009 - Present · 16 yrs 4 mos
Previous Registrations
Dominick & Dominick LLC
September 2006 - December 2009 · 3 yrs 3 mos
Dominick & Dominick LLCBroker
September 2006 - December 2009 · 3 yrs 3 mos
Sands Brothers Asset Management LLC
March 2006 - September 2006 · 6 mos
Laidlaw & Company (UK) LTD.Broker
August 2004 - September 2006 · 2 yrs 1 mo
Sands Brothers & CO., LTD.Broker
November 2001 - August 2004 · 2 yrs 9 mos
Bluestone Capital CORP.Broker
March 2001 - November 2001 · 8 mos
Bluestone Capital Securities, INC.Broker
September 1996 - March 2001 · 4 yrs 6 mos
Prime Charter LTD.Broker
March 1995 - September 1996 · 1 yr 6 mos
Fahnestock & CO., INC.Broker
January 1995 - March 1995 · 2 mos
Reich & CO., INC.Broker
June 1993 - January 1995 · 1 yr 7 mos
Oppenheimer & CO., INC.Broker
November 1991 - June 1993 · 1 yr 7 mos
Commonwealth AssociatesBroker
July 1991 - November 1991 · 4 mos
Bear, Stearns & CO. INC.Broker
August 1990 - June 1991 · 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1989 - August 1990 · 1 yr
Painewebber IncorporatedBroker
January 1989 - July 1989 · 6 mos
Shearson Lehman Hutton INC.Broker
November 1988 - January 1989 · 2 mos
J. B. Hanauer & CO.Broker
August 1988 - October 1988 · 2 mos
State Registrations35 states
ALARAZCACOCTDCFLGAILKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHOKORPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Silver - Financial Advisor | TrueAdvisor