AB
AB

Annette Marie Becker

22 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

2850 Golf Road, Rolling Meadows, IL, 60008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Annette works as a Senior Retirement Plan Consultant for Gallagher Fiduciary Advisors and Gallagher Benefit Services, both investment-related. She dedicates nearly full-time hours to Gallagher Fiduciary Advisors and about a quarter of her time to Gallagher Benefit Services.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Gallagher Fiduciary Advisors, LLC
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
Triad Advisors LLCBroker
March 2022 - August 2024 · 2 yrs 5 mos
Kestra Advisory Services, LLC
April 2017 - March 2022 · 4 yrs 11 mos
Kestra Investment Services, LLCBroker
April 2017 - March 2022 · 4 yrs 11 mos
UBS Financial Services INC.
November 2011 - March 2017 · 5 yrs 4 mos
UBS Financial Services INC.Broker
October 2011 - March 2017 · 5 yrs 5 mos
Salomon Brothers INC.Broker
January 1998 - September 1998 · 8 mos
Salomon Smith Barney INC.Broker
February 1995 - February 2000 · 5 yrs
Kidder, Peabody & CO. IncorporatedBroker
May 1993 - January 1995 · 1 yr 8 mos
Oppenheimer & CO., INC.Broker
September 1988 - April 1990 · 1 yr 7 mos
The Milwaukee CompanyBroker
March 1988 - September 1988 · 6 mos
State Registrations5 states
CAILINMONY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Annette Marie Becker - Financial Advisor | TrueAdvisor