CG
CG

Carlos Javier Garza

37 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningDivorce PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,989 clients
Average Client Portfolio
$774K average
Assets Under Management
$1.5B

Fee Structure

Minimum Annual Fee:$5,000
Loading...

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Carlos owns a condo in Boardwalk Beach Resort Florida, used as a vacation/investment property, dedicating minimal time to it. He is also a Managing Member of Garza Financial Group, LLC, dedicating minimal time to this business as well.

Employment History
Current Registrations
Isc Advisors, INC.
November 2016 - Present · 9 yrs 3 mos
Institutional Securities Corporation
July 2000 - Present · 25 yrs 7 mos
Institutional Securities CorporationBroker
July 2000 - Present · 25 yrs 7 mos
Previous Registrations
American General Financial Advisors, INC.Broker
February 1999 - July 2000 · 1 yr 5 mos
The Variable Annuity Marketing CompanyBroker
March 1988 - July 2000 · 12 yrs 4 mos
State Registrations5 states
FLKSOKPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.