Bruce Katz is a CFP-designated registered investment advisor, based in New York, NY, with 34 years of industry experience.
Location
300 Madison Avenue, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cibc World Markets CORP.
January 2014 - Present · 12 yrs 3 mos
Cibc World Markets CORP.Broker
January 2014 - Present · 12 yrs 3 mos
Cibc Private Wealth Advisors, INC.
June 2002 - Present · 23 yrs 10 mos
Previous Registrations
Invesco Distributors, INC.Broker
January 2011 - January 2014 · 3 yrs
Invesco Aim Distributors, INC.Broker
December 2007 - March 2009 · 1 yr 3 mos
At Investor Services, INC.Broker
February 2005 - December 2007 · 2 yrs 10 mos
First Fund Distributors, INC.Broker
February 1998 - February 2001 · 3 yrs
Zweig Securities CORP.Broker
April 1993 - December 1996 · 3 yrs 8 mos
Mitchell Hutchins Asset Management INC.Broker
July 1989 - February 1993 · 3 yrs 7 mos
State Registrations51 states
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Exams
No exam information available for this advisor.