DM
DM

David Craighead Maxwell

33 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
5,903 clients
Average Client Portfolio
$7.4M average
Assets Under Management
$43.8B

Fee Structure

Minimum Investment:$10M
Financial Planning:Investment management only
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Location

Atlanta, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a Senior Vice President of Marketing at Aristotle Capital Management, LLC, an investment management firm. He dedicates nearly full-time hours to this role.

Employment History
Current Registrations
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 4 mos
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Aristotle Capital Management, LLC
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Imst Distributors, LLCBroker
December 2017 - October 2023 · 5 yrs 10 mos
Cornerstone Investment Partners, LLC
August 2012 - October 2017 · 5 yrs 2 mos
Franklin/templeton Distributors, INC.Broker
November 2009 - August 2011 · 1 yr 9 mos
Franklin Templeton Financial Services CORP.Broker
March 2007 - August 2011 · 4 yrs 5 mos
Templeton/franklin Investment Services,inc.Broker
June 1993 - March 2007 · 13 yrs 9 mos
Prudential Securities IncorporatedBroker
October 1991 - May 1993 · 1 yr 7 mos
State Registrations18 states
ALARCAFLGAKYLAMDMSNCOKPRSCTNTXVAVirgin IslandsWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Craighead Maxwell - Financial Advisor | TrueAdvisor