David Maxwell is a registered investment advisor, based in Atlanta, GA, with 33 years of industry experience.
Location
Atlanta, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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David is a Senior Vice President of Marketing at Aristotle Capital Management, LLC, an investment management firm. He dedicates nearly full-time hours to this role.
Employment History
Current Registrations
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 6 mos
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Aristotle Capital Management, LLC
May 2018 - Present · 7 yrs 11 mos
Previous Registrations
Imst Distributors, LLCBroker
December 2017 - October 2023 · 5 yrs 10 mos
Cornerstone Investment Partners, LLC
August 2012 - October 2017 · 5 yrs 2 mos
Franklin/templeton Distributors, INC.Broker
November 2009 - August 2011 · 1 yr 9 mos
Franklin Templeton Financial Services CORP.Broker
March 2007 - August 2011 · 4 yrs 5 mos
Templeton/franklin Investment Services,inc.Broker
June 1993 - March 2007 · 13 yrs 9 mos
Prudential Securities IncorporatedBroker
October 1991 - May 1993 · 1 yr 7 mos
State Registrations18 states
ALARCAFLGAKYLAMDMSNCOKPRSCTNTXVAVirgin IslandsWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.