TrueAdvisor
TrueAdvisor
AD
AD

Arthur Todd Doglione

Alpha Fiduciary
37 Years of Experience
4 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningReal Estate InvestingHigh Net Worth
Alpha Fiduciary
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
114 clients
Average Client Portfolio
$957K average
Assets Under Management
$109.1M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.15%
$3.0M - $5.0M0.95%
$5.0M - $10.0M0.85%
$10.0M - $20.0M0.75%
$20.0M - $50.0M0.60%
$50M+0.40%

Actual fees may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

20645 N. Pima Road, Suite N-225, Scottsdale, AZ, 85255

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
Customer Dispute
January 2004
Denied
Customer Dispute
August 2000
Closed-No Action
Customer Dispute
May 2000
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Alpha Fiduciary
August 2007 - Present · 18 yrs 6 mos
Previous Registrations
Optimal Capital Advisors, LLC
October 2010 - September 2012 · 1 yr 11 mos
Wislar Wealth Management, LLC
January 2009 - June 2012 · 3 yrs 5 mos
Usf Advisors, LLC
January 2008 - January 2008 · 0 mos
Usf Advisors, LLC
November 2006 - December 2007 · 1 yr 1 mo
Usf Securities, L.P.Broker
November 2006 - December 2007 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - November 2006 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - November 2006 · 14 yrs
Painewebber IncorporatedBroker
August 1988 - November 1992 · 4 yrs 3 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.