Arthur Doglione is a registered investment advisor at Alpha Fiduciary, based in Scottsdale, AZ, with 37 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 114 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
114 clients
Average Client Portfolio
$957K average
Assets Under Management
$109.1M
Fee Structure
Minimum Investment:$1M
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.15% |
| $3.0M - $5.0M | 0.95% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $20.0M | 0.75% |
| $20.0M - $50.0M | 0.60% |
| $50M+ | 0.40% |
Actual fees may be negotiated.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
20645 N. Pima Road, Suite N-225, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (4)
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Regulatory
November 2015Final
Customer Dispute
January 2004Denied
Customer Dispute
August 2000Closed-No Action
Customer Dispute
May 2000Closed-No Action
Employment History
Current Registrations
Alpha Fiduciary
August 2007 - Present · 18 yrs 8 mos
Previous Registrations
Optimal Capital Advisors, LLC
October 2010 - September 2012 · 1 yr 11 mos
Wislar Wealth Management, LLC
January 2009 - June 2012 · 3 yrs 5 mos
Usf Advisors, LLC
January 2008 - January 2008 · 0 mos
Usf Advisors, LLC
November 2006 - December 2007 · 1 yr 1 mo
Usf Securities, L.P.Broker
November 2006 - December 2007 · 1 yr 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
February 2001 - November 2006 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - November 2006 · 14 yrs
Painewebber IncorporatedBroker
August 1988 - November 1992 · 4 yrs 3 mos
State Registrations2 states
AZTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.