John Daniel Frankola

CFA

Vista Investment Management, LLC

36 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Vista Investment Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

4 advisors

Number of Clients

185 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$286.3M

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	1.00%
$500K - $2.0M	0.75%
$2M+	0.50%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Pittsburgh, PA

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

November 2001

Final

Employment Separation After Allegations

August 2001

Investigation

March 2000

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Vista Investment Management, LLC

January 2003 - Present · 23 yrs 1 mo

Previous Registrations

Parker/hunter IncorporatedBroker

February 1988 - August 2001 · 13 yrs 6 mos

State Registrations5 states

CAFLLANCPA

Advisor

Exams

No exam information available for this advisor.