AH
AH

Adrienne Heiden Horen

37 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K
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Location

1717 Arch Street, 21st Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adrienne serves as a panelist for the Philadelphia region of the NYSE Exchange Hearing Board, adjudicating disciplinary charges. She also serves as a Hearing Board Examiner for the NYSE in the state of PA, hearing arbitration claims; this is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2006 - Present · 19 yrs 11 mos
Janney Montgomery Scott LLCBroker
October 2002 - Present · 23 yrs 4 mos
Previous Registrations
RBC Dain Rauscher INC.
June 2002 - October 2002 · 4 mos
RBC Dain Rauscher INC.Broker
March 2002 - October 2002 · 7 mos
Tucker Anthony IncorporatedBroker
November 1988 - March 2002 · 13 yrs 4 mos
Painewebber IncorporatedBroker
February 1988 - December 1988 · 10 mos
State Registrations24 states
AKCACOCTFLGAHIIDILMAMEMIMTNCNJNMNVNYOHPASCUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.