TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
AB
CFP
AB
CFP
Alan Jay Bogatch
Janney Montgomery Scott LLC
37 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Janney Montgomery Scott LLC
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B
Fee Structure
Minimum Investment:
$5K
Loading...
Location
58 South Service Road, Suite 400, Melville, NY, 11747
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
October 2019
Settled
Customer Dispute
June 2017
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLC
Broker
October 2025 - Present · 4 mos
Janney Montgomery Scott LLC
October 2025 - Present · 4 mos
Previous Registrations
Morgan Stanley
May 2020 - November 2025 · 5 yrs 6 mos
Morgan Stanley
Broker
June 2009 - November 2025 · 16 yrs 5 mos
Citigroup Global Markets INC.
Broker
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.
December 2004 - May 2008 · 3 yrs 5 mos
UBS Financial Services INC.
Broker
January 1995 - May 2008 · 13 yrs 4 mos
Kidder, Peabody & CO. Incorporated
Broker
September 1994 - January 1995 · 4 mos
Asset Allocation Securities CORP.
Broker
September 1989 - November 1994 · 5 yrs 2 mos
Asset Allocation Securities CORP.
Broker
January 1988 - September 1989 · 1 yr 8 mos
State Registrations
22 states
AR
AZ
CA
CO
CT
FL
GA
IL
MA
MD
NC
NJ
NM
NV
NY
OR
PA
SC
TN
TX
VA
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.