Douglas Sweet is a registered investment advisor at LPL Financial LLC, based in Fishers, IN, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9752 Lantern Road, Fishers, IN, 46038
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas operates under several DBAs for his LPL business, including Midwest Financial Group, Inc. and Midwest Financial Advisors, Inc. He also provides investment advisory services through Charter Advisory Corporation and spends minimal time on real estate rental through Pinnacle Realty Investments, LLC. Douglas spends about a quarter of his time on fixed insurance sales.
Employment History
Current Registrations
LPL Financial LLCBroker
Charter Advisory Corporation
Previous Registrations
Midwest Financial Advisors, INC.
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Southmark Financial Services, INC.Broker
State Registrations25 states
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