Stephen Thomas is a registered investment advisor at Indexperts, LLC, based in Charlotte, NC, with 38 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 3 clients.
Compensation
Firm Size
IM Fee
Location
516 North Tryon Street, Suite 200, Charlotte, NC, 28202
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2010Customer Dispute
April 2010Customer Dispute
May 2001Customer Dispute
October 2000Employment Separation After Allegations
June 1995Other Business Activities
Stephen owns multiple commercial rental properties and SLT Properties, a holding company for real estate. He is also the founder of Linden Thomas Advisory Services LLC and Indexperts LLC, both registered investment advisers, dedicating nearly full-time hours to Linden Thomas Advisory Services.
Employment History
Current Registrations
Indexperts, LLC
Linden Thomas Advisory Services, LLC
Linden Thomas and Company Securities, LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.