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Christopher Doucet

38 Years of Experience
New Orleans, LA
1 DisclosureBroker

Christopher Doucet is a registered investment advisor at Doucet Asset Management, LLC, based in New Orleans, LA, with 38 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 45 clients with $130M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
45 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$132.6M

Fee Structure

Investment management only (planning not offered)

Doucet Asset Management manages investment portfolios for a fee based on a percentage of your assets. The exact percentage varies depending on the specific portfolio program you choose. These programs include Doucet Value Momentum Portfolio, Doucet Value Income Portfolio, Fund Allocation Program, Doucet Opportunistic Multi-Strategy Portfolio Program, and Fixed Income Portfolio Program. The minimum investment and fee structure varies for each program. The fees cover investment advice, brokerage, custodial, and administrative services.

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Location

601 Poydras Street, Suite 2655, New Orleans, LA, 70130

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History

Regulatory History (1)
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Customer Dispute
April 2012
Closed-No Action
Other Business Activities

Christopher is the CEO of Doucet Asset Management, LLC, an RIA firm, managing client portfolios and handling firm operations, dedicating full-time hours to this role. He is also the author of a fiction book, "Speaker of the Street", spending minimal time on writing, editing, web design, and managing an Instagram account related to the book.

Employment History
Current Registrations
Doucet Asset Management, LLC
September 2006 - Present · 19 yrs 7 mos
Institutional Securities Corporation
September 2006 - Present · 19 yrs 7 mos
Institutional Securities CorporationBroker
September 2006 - Present · 19 yrs 7 mos
Previous Registrations
Institutional Securities Corporation
September 2006 - October 2006 · 1 mo
Sterne Agee & Leach, INC. Capital Management
July 2006 - September 2006 · 2 mos
Sterne Agee Investment Advisors, INC.
July 2006 - September 2006 · 2 mos
Sterne Agee & Leach, INC. Capital Management
October 2003 - December 2005 · 2 yrs 2 mos
Sterne, Agee & Leach, INC.Broker
August 2003 - September 2006 · 3 yrs 1 mo
UBS Financial Services INC.
September 2002 - September 2003 · 1 yr
UBS Financial Services INC.Broker
August 2000 - September 2003 · 3 yrs 1 mo
J.C. Bradford & CO.Broker
November 1998 - August 2000 · 1 yr 9 mos
Salomon Smith Barney INC.Broker
February 1995 - November 1998 · 3 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
March 1991 - February 1995 · 3 yrs 11 mos
Dorsey & Company, INC.Broker
February 1990 - March 1991 · 1 yr 1 mo
Tucker Anthony IncorporatedBroker
December 1987 - January 1990 · 2 yrs 1 mo
State Registrations26 states
ALARAZCACODCDEFLGAILKSKYLAMAMDMSMTNMNVNYOHOKORSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.