Robert Rollins
Robert Rollins is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Salisbury, NC, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
Salisbury, NC
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2002Criminal
November 1983Other Business Activities
Robert works as a wrestling official since 1974. This takes about a quarter of his time and is not investment related.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
1717 Capital Management Company
Nationwide Securities, INC.Broker
The Leaders Group, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Financial Network Investment CorporationBroker
Linsco/private Ledger CORP.Broker
Fsc Securities CorporationBroker
CUNA Brokerage Services, INC.Broker
North American Management, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.