Alan Cooper is a registered investment advisor, based in Old Saybrook, CT, with 27 years of industry experience.
Location
Old Saybrook, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan conducts financial services for retail individuals through Summit Financial Advisors LLC and American Heritage Financial, spending about 10-20% of his time on each. He also owns Bromar Realty and sells insurance to clients as needed, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Mutual Service CorporationBroker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.