EB
CFP
EB
CFP

Ellenore Knight Baker

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
6151 advisors
Number of Clients
481,566 clients
Average Client Portfolio
$716K average
Assets Under Management
$344.9B

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.50%
$10M+1.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

12222 Merit Drive, Suite 1800, Dallas, TX, 75251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ellenore is an independent contractor for Carter Financial Management and manages Captra Capital LLC for her family. She also allocates resources for the EKB GST non-exempt trust, helps manage GBK Ranches, serves on the finance/investment committee for the Texas Women's Foundation, and is an officer for the Women's Leadership Alliance, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 9 yrs 6 mos
Raymond James Financial Services, INC.
July 2016 - Present · 9 yrs 7 mos
Raymond James Financial Services, INC.Broker
July 2016 - Present · 9 yrs 7 mos
Carter Advisory Services, INC
May 2016 - Present · 9 yrs 9 mos
Previous Registrations
Dougherty Wealth Management
January 2014 - April 2016 · 2 yrs 3 mos
Goldman, Sachs & CO.Broker
July 1988 - February 1995 · 6 yrs 7 mos
State Registrations15 states
ALCOFLILMINCNYOHOKPASCTXUTVAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.