Douglas Dhom is a registered investment advisor at Voya Investment Management CO. LLC, based in New York, NY, with 36 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,261 clients with $250B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
56 advisors
IM Fee
Planning only
Assets Under Management
$253.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Voya Investment Management CO. LLC
December 2022 - Present · 3 yrs 4 mos
Voya Investments Distributor, LLCBroker
December 2022 - Present · 3 yrs 4 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2018 - December 2022 · 4 yrs 6 mos
Charles Schwab & CO., INC.Broker
June 2018 - December 2022 · 4 yrs 6 mos
New York Life Investment Management LLC
August 2015 - June 2017 · 1 yr 10 mos
Nylife Distributors LLCBroker
July 2015 - June 2017 · 1 yr 11 mos
Invesco Advisers, INC.
January 2010 - June 2015 · 5 yrs 5 mos
Invesco Aim Private Asset Management, INC.
May 2006 - January 2010 · 3 yrs 8 mos
Invesco Distributors, INC.Broker
January 2006 - June 2015 · 9 yrs 5 mos
At Investor Services, INC.Broker
July 2005 - January 2006 · 6 mos
Amvescap Services, INC.Broker
January 1999 - July 2005 · 6 yrs 6 mos
Invesco Distributors, INC.Broker
December 1989 - January 1999 · 9 yrs 1 mo
Colonial Investment Services, INC.Broker
May 1988 - August 1989 · 1 yr 3 mos
The Stuart-James Company, INC.Broker
December 1987 - January 1988 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.