Donald Sowa
Donald Sowa is a CFP-designated registered investment advisor at Sowa Financial Group, based in Lincoln, RI, with 38 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 572 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.00% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.70% |
| $1.0M - $1.5M | 0.65% |
| $1.5M - $2.0M | 0.60% |
| $2M+ | Included |
Fees on amounts over $2,000,000 are as agreed upon. Existing clients may be offered a discounted rate.
Fee Estimator
Location
24 Albion Road, Suite 340, Lincoln, RI, 02865
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Donald is a registered representative of Commonwealth Equity Services, Inc., spending about 30% of his time on securities transactions. He also sells fixed insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Sowa Financial Group
Previous Registrations
Commonwealth Financial NetworkBroker
Sunpoint Securities, INC.Broker
Mimlic Sales CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.