James Edwin Hall

CFP

Affinity Wealth Management LLC

38 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment Management

Affinity Wealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

639 clients

Average Client Portfolio

$1.2M average

Assets Under Management

$760.1M

Fee Structure

Location

2751 Centerville Road, Suite 110, Wilmington, DE, 19808

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2020

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Affinity Wealth Management LLC

February 2018 - Present · 8 yrs

Previous Registrations

Mercap Securities, LLCBroker

November 2017 - July 2020 · 2 yrs 8 mos

Coastal Equities, INC.Broker

October 2013 - November 2017 · 4 yrs 1 mo

Centaurus Financial, INC.Broker

August 2004 - October 2013 · 9 yrs 2 mos

Affinity Wealth Management LLC

May 2003 - February 2018 · 14 yrs 9 mos

American General Securities IncorporatedBroker

April 2003 - August 2004 · 1 yr 4 mos

Linsco/private Ledger CORP.

December 1997 - April 2003 · 5 yrs 4 mos

Linsco/private Ledger CORP.Broker

August 1997 - April 2003 · 5 yrs 8 mos

American Express Financial Advisors INC.Broker

November 1987 - August 1997 · 9 yrs 9 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.