Paul Majane is a registered investment advisor, based in Sedona, AZ, with 38 years of industry experience.
Location
Sedona, AZ
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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1995Settled
Customer Dispute
August 1994Award / Judgment
Customer Dispute
August 1994Settled
Employment History
Current Registrations
Stonex Securities INC.Broker
September 2024 - Present · 1 yr 7 mos
Trust Advisory Group LTD
February 2017 - Present · 9 yrs 2 mos
Previous Registrations
Ages Financial Services, LTD.Broker
February 2017 - September 2024 · 7 yrs 7 mos
Source Capital Group, INC.
October 2006 - February 2017 · 10 yrs 4 mos
Source Capital Management
February 2002 - October 2006 · 4 yrs 8 mos
Source Capital Group, INC.Broker
December 2001 - February 2017 · 15 yrs 2 mos
Merit Capital Associates, INC.Broker
April 1997 - December 2001 · 4 yrs 8 mos
Prudential Securities IncorporatedBroker
August 1989 - May 1997 · 7 yrs 9 mos
Thomson Mckinnon Securities INC.Broker
February 1988 - August 1989 · 1 yr 6 mos
Moseley Securities CorporationBroker
November 1987 - February 1988 · 3 mos
State Registrations19 states
AZCACOCTFLILMAMDMIMSMTNCNJNYORRISCVTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.