TG
TG

Tracy Lynn Germano

24 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
15 advisors
Number of Clients
871 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$876.0M

Fee Structure

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Location

221 E. 4th Street, Suite 2700, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tracy owns two rental properties in Vero Beach, FL since 2018. She spends minimal time each month on paying bills and outside maintenance for these properties.

Employment History
Current Registrations
Formidable Asset Management, LLC
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
March 2013 - October 2022 · 9 yrs 7 mos
Raymond James & Associates, INC.Broker
March 2013 - October 2022 · 9 yrs 7 mos
Wells Fargo Advisors, LLC
October 2008 - March 2013 · 4 yrs 5 mos
Wells Fargo Advisors, LLCBroker
August 2008 - March 2013 · 4 yrs 7 mos
Boenning & Scattergood, INC.Broker
July 2007 - August 2008 · 1 yr 1 mo
Ferris, Baker Watts IncorporatedBroker
October 2005 - June 2007 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
April 2001 - October 2005 · 4 yrs 6 mos
State Registrations2 states
FLOH
Advisor
Exams
No exam information available for this advisor.