Richard Cerminara

Silver Grove Advisory Services

37 Years of Experience

Sells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Silver Grove Advisory Services

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

16 advisors

Number of Clients

1,930 clients

Average Client Portfolio

$169K average

Assets Under Management

$326.6M

Fee Structure

Location

Saranac Lake, NY

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Richard sells life, long-term care insurance, and annuities, dedicating about 10-20% of his time to fact-finding and presenting options to prospective clients. He also owns residential rental property and is an independent representative for United Healthcare and AIB Ins Broker, earning commissions, and is an IAR for RCIS LLC.