Scott Craig Brookes

Sharkey Howes & Javer INC

22 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningInvestment ManagementBusiness Owners

Sharkey Howes & Javer INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

894 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$917.0M

Fee Structure

Minimum Investment:$250K

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.00%
$1.0M - $3.0M	0.80%
$3.0M - $5.0M	0.60%
$5M+	0.50%

Fees may be negotiable on a client-by-client basis.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

720 South Colorado Blvd, Suite 600 South Tower, Denver, CO, 80246-1904

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2006

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Sharkey Howes & Javer INC

October 2006 - Present · 19 yrs 4 mos

Previous Registrations

Woodbury Financial Services, INC.

December 2004 - November 2006 · 1 yr 11 mos

Merrill Lynch Pierce Fenner & Smith INC.

March 2003 - June 2004 · 1 yr 3 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.