Scott Brookes is a registered investment advisor at Sharkey Howes & Javer INC, based in Denver, CO, with 22 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 886 clients with $1.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
886 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.1B
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees may be lower than 0.5% for accounts over $5,000,000. Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
720 South Colorado Blvd, Suite 600 South Tower, Denver, CO, 80246-1904
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2006Settled
Employment History
Current Registrations
Sharkey Howes & Javer INC
October 2006 - Present · 19 yrs 6 mos
Previous Registrations
Woodbury Financial Services, INC.
December 2004 - November 2006 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2003 - June 2004 · 1 yr 3 mos
State Registrations1 state
CO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.