AS
AS

Andrew Hovey Slimmon

34 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
21,920 clients
Average Client Portfolio
$28.2M average
Assets Under Management
$619.2B

Fee Structure

Financial Planning:Investment management only
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Location

440 South Lasalle Street, 37th Floor, Chicago, IL, 60605

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew owns real estate through 34 Spray Rock Road LLC since 2021 and is a board member for the Weekapaug Fire District since 2023. He dedicates minimal time outside of business hours to the fire district.

Employment History
Current Registrations
Morgan Stanley Investment Management INC.
September 2015 - Present · 10 yrs 5 mos
Morgan Stanley Distribution, INC.Broker
September 2015 - Present · 10 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2016 · 6 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2016 · 6 yrs 7 mos
Morgan Stanley & CO. Incorporated
September 1997 - June 2009 · 11 yrs 9 mos
Morgan Stanley & CO. IncorporatedBroker
July 1991 - June 2009 · 17 yrs 11 mos
State Registrations38 states
ARCACOCTDCFLGAHIIAIDILKSKYLAMDMEMIMNMOMTNDNENHNJNMNYOHOKPRRISCSDTNTXVTWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Hovey Slimmon - Financial Advisor | TrueAdvisor