William Rice is a CFP-designated registered investment advisor at Capital Wealth Planning Services, based in Portland, ME, with 38 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 62 clients with $50M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 1.95% |
| $500K - $750K | 1.65% |
| $750K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.15% |
| $2M+ | 0.85% |
Fees are negotiable. The hourly fee may be used to offset commissions earned from transactions performed by the IAR for the client.
Fee Estimator
Location
938 Forest Avenue, Portland, ME, 04103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William owns investment rental properties and spends minimal time on property management. He is also a co-trustee and has power of attorney for his mother, and is an IAR for Capital Wealth Planning Services, LLC, dedicating full-time hours to investment advisor activities. William also collects trailer commissions from old business through WR Rice Financial Svcs LLC, spending minimal time per month.
Employment History
Current Registrations
Capital Wealth Planning Services
Previous Registrations
SA Stone Wealth Management INC.Broker
Wr Rice Financial Svcs, LLC
Wr Rice Financial Services, INC.
W R Rice Financial Services, INC.Broker
C U Financial ServicesBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.