TP
TP
Thomas Plumb
41 Years of Experience
Madison, WI
1 Disclosure
Thomas Plumb is a registered investment advisor at Wisconsin Capital Management, LLC, based in Madison, WI, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 78 clients with $260M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$256.6M
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Location
8020 Excelsior Drive Ste. 402, Madison, WI, 53717
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2019Other Business Activities
Thomas is the owner of Forest Edge, LLC, involved in land acquisition. He is also an investor in Pegasus Sustainability Solutions, Inc. and Intercon Construction, Inc., dedicating minimal time to these activities.
Employment History
Current Registrations
Wisconsin Capital Management, LLC
May 2002 - Present · 23 yrs 11 mos
Previous Registrations
Sva Wealth Management, LLC
January 2012 - April 2019 · 7 yrs 3 mos
Wisconsin Capital Management, LLC
June 1984 - December 2016 · 32 yrs 6 mos
State Registrations1 state
WI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.