B. David Goldstein

Osaic Wealth, INC.

38 Years of Experience

10 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningInvestment Management

Osaic Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9179 advisors

Number of Clients

574,829 clients

Average Client Portfolio

$348K average

Assets Under Management

$200.3B

Fee Structure

Minimum Investment:$5.5K

Financial Planning:Investment management only

Location

Rancho Mirage, CA

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History

Regulatory History (10)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2025

Withdrawn

Customer Dispute

June 2024

Withdrawn

Customer Dispute

April 2024

Settled

Customer Dispute

June 2023

Settled

Customer Dispute

April 2023

Settled

Customer Dispute

January 2023

Settled

Customer Dispute

November 2022

Withdrawn

Customer Dispute

November 2022

Settled

Customer Dispute

November 2022

Settled

Customer Dispute

September 2012

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

B. sells insurance through WealthPlan Partners, dedicating minimal time to this activity. B. is also an advisor for WealthPlan Partners/David Goldstein Trustinsurance, spending about two-thirds of their time on planning.