AK
AK

Arthur Jon Knori

37 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
218 advisors
Number of Clients
10,099 clients
Average Client Portfolio
$568K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Financial Planning:Charged separately
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees negotiable for accounts over $5,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$250
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Location

1200 Prospect Street Suite 350, La Jolla, CA, 92037

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wedbush Securities INC.
January 2009 - Present · 17 yrs 1 mo
Wedbush Securities INC.
January 2009 - Present · 17 yrs 1 mo
Wedbush Securities INC.Broker
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
First Wall Street CORP.
June 2006 - December 2008 · 2 yrs 6 mos
First Wall Street CORP.
June 2001 - December 2005 · 4 yrs 6 mos
First Wall Street CORP.Broker
June 1990 - December 2008 · 18 yrs 6 mos
London Zurich Securities, INC.Broker
December 1988 - April 1990 · 1 yr 4 mos
Great Western Financial Securities CorporationBroker
August 1987 - August 1988 · 1 yr
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.