LL
LL

Laurie Denise Littlefield

29 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)
Firm Size
34 advisors
Number of Clients
3,712 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $2.0M1.00%
$2.0M - $7.0M0.75%
$7.0M - $10.0M0.65%
$10M+0.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

One Technology Drive, Suite 100, Westborough, MA, 01581

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Grimes & Company
June 2014 - Present · 11 yrs 8 mos
Previous Registrations
Mid Atlantic Capital CorporationBroker
May 2011 - September 2017 · 6 yrs 4 mos
Securities Service Network, INC.Broker
May 2005 - September 2009 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
October 1999 - April 2005 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
November 1998 - January 2000 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - December 1996 · 1 yr 11 mos
Sun Investment Services CompanyBroker
May 1991 - January 1993 · 1 yr 8 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.