JM
JM
Jeffrey Mullen
38 Years of Experience
Seattle, WA
2 Disclosures
Jeffrey Mullen is a registered investment advisor at Madison Park Capital Advisors, LLC, based in Seattle, WA, with 38 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 379 clients with $290M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
379 clients
Average Client Portfolio
$778K average
Assets Under Management
$294.8M
Fee Structure
Planning is included in investment management (also available separately)
Minimum Annual Fee:$2,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5M+ | 0.80% |
MPCA, in its sole discretion, may negotiate to charge a lesser fee based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
701 Fifth Avenue, Suite 4200, Seattle, WA, 98104
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2010Denied
Customer Dispute
October 2002Award / Judgment
Employment History
Current Registrations
Madison Park Capital Advisors, LLC
November 2014 - Present · 11 yrs 5 mos
Previous Registrations
RBC Capital Markets, LLCBroker
September 2008 - November 2014 · 6 yrs 2 mos
RBC Capital Markets, LLC
September 2008 - November 2014 · 6 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley
December 1991 - April 2007 · 15 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 1987 - April 2007 · 19 yrs 8 mos
State Registrations2 states
TXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.