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JM
JM
Jeffrey Alan Mullen
Madison Park Capital Advisors, LLC
38 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Charitable Giving
Insurance Planning
Business Owners
Madison Park Capital Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
4 advisors
Number of Clients
359 clients
Average Client Portfolio
$759K average
Assets Under Management
$272.6M
Fee Structure
Financial Planning:
Included in AUM fee
Investment Management
Planning
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $500K
1.50%
$500K - $1.0M
1.25%
$1.0M - $2.0M
1.00%
$2.0M - $5.0M
0.90%
$5M+
0.80%
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
—
Minimum Annual Fee:
$2,500
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Location
701 Fifth Avenue, Suite 4200, Seattle, WA, 98104
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
January 2010
Denied
Customer Dispute
October 2002
Award / Judgment
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Madison Park Capital Advisors, LLC
November 2014 - Present · 11 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLC
September 2008 - November 2014 · 6 yrs 2 mos
RBC Capital Markets, LLC
Broker
September 2008 - November 2014 · 6 yrs 2 mos
Morgan Stanley & CO. Incorporated
Broker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley
December 1991 - April 2007 · 15 yrs 4 mos
Morgan Stanley Dw INC.
Broker
August 1987 - April 2007 · 19 yrs 8 mos
State Registrations
2 states
TX
WA
Advisor
Exams
No exam information available for this advisor.