Kevin Keller
Kevin Keller is a registered investment advisor at Delta Investment Management, LLC, based in Catawba, SC, with 28 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,212 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Delta Investment Management charges a fee based on the value of your investments, ranging from 1.00% to 1.85% per year. The exact fee depends on factors like the complexity of services, account size, and how long you've been a client. This fee covers investment advice, reporting, and account-related services. Financial planning services are included in these fees, except for subadvisory accounts.
Location
Catawba, SC
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2010Other Business ActivitiesSells Insurance
Kevin is an insurance advisor at NorthStar Financial and Retirement Planning, dedicating about half his time to selling insurance and investment advisory services. He also owns a timber farm, manages marketing for his wife's real estate firm, and is a managing member of a real property investment LLC.
Employment History
Current Registrations
Delta Investment Management, LLC
Previous Registrations
Delta Investment Management, LLC
Formula Folio Investments
Retirement Wealth Advisors, INC.
The O.N. Equity Sales CompanyBroker
Mutual Trust CO. of America SecuritiesBroker
Ing Financial Partners, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Southeast Investments, N.c., INC.Broker
Pacific Select Distributors, INC.Broker
Planco Financial Services, INC.Broker
Nylife Distributors INC.Broker
Jackson National Life Distributors, INC.Broker
National Planning CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.