Douglas Lockwood is a CFP-designated registered investment advisor at Cx Institutional, LLC, based in Auburn, IN, with 26 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,077 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CX Institutional charges a percentage of the value of your investments, and this fee is negotiable up to 2.0%. The exact fee depends on factors like the representative assigned to your account, the amount you invest, the complexity of your situation, and your servicing needs. Clients also pay a $10 quarterly fee per account, plus $2.50 per sleeve per quarter, and an additional $2.50 per account quarterly for account aggregation services.
Contact
Douglas Lockwood
Location
200 East 7th Street, Auburn, IN, 46706
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is an owner of CX Institutional LLC for tax and legal purposes only, since 2018. This takes minimal time.
Employment History
Current Registrations
Cx Institutional, LLC
Previous Registrations
Hefty Wealth Partners
LPL Financial LLCBroker
LPL Financial Corporation
Ami Investment Management INC
Ami Investment Management INC
Raffensperger, Hughes & CO., INC.Broker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Serving in the industry since 1988, Doug Lockwood brings a wealth of experience to all interactions, supporting clients with hard work, valuable insight, and humility. He is also a Certified Financial Planner™ and believes strongly in the power of partnership, especially partnership with a firm that delivers execution on service, planning, and investments. A part of the Credent story from the beginning, Doug was the Branch President and a Wealth Partner for Hefty Wealth Partners, which became Credent Wealth Management in 2018. He's seen the mission grow and create change in the lives of countless individuals, some of whom he's had the opportunity to guide through estate planning, charitable giving, and retirement.