LD
LD

Louis David Dworsky

38 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
127 clients
Average Client Portfolio
$914K average
Assets Under Management
$116.0M

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$1,000
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Location

2251 San Diego Ave., Suite B-257, San Diego, CA, 92110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Louis has numerous real estate investments and is part owner of a food service company. He also dedicates a few hours per week as CEO of Zermatt Wealth Partners LLC, and minimal time as owner of Hayden Royal Insurance Services, LLC, Advisor Consulting Firm, LLC, and Zermatt Holdings, LLC.

Employment History
Current Registrations
Zermatt Wealth Partners
February 2025 - Present · 1 yr
Previous Registrations
Zermatt Wealth Partners
December 2021 - December 2024 · 3 yrs
Hayden Royal
September 2019 - March 2022 · 2 yrs 6 mos
Zermatt Securities LLCBroker
September 2019 - March 2023 · 3 yrs 6 mos
Morse Capital Partners, LLC
December 2017 - December 2021 · 4 yrs
Thompson Davis Asset Management
August 2014 - October 2017 · 3 yrs 2 mos
Thompson Davis & CO., INC.Broker
August 2014 - October 2017 · 3 yrs 2 mos
Platinum Wealth Partners, INC.
October 2013 - August 2014 · 10 mos
G.F. Investment Services, LLCBroker
August 2013 - August 2014 · 1 yr
Morgan Stanley
June 2009 - August 2013 · 4 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
Wachovia Securities, LLC
July 2003 - March 2007 · 3 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - March 2007 · 3 yrs 8 mos
Prudential Securities Incorporated
December 2000 - July 2003 · 2 yrs 7 mos
Prudential Securities IncorporatedBroker
December 2000 - July 2003 · 2 yrs 7 mos
Wachovia Securities, INC.Broker
December 1997 - December 2000 · 3 yrs
Painewebber IncorporatedBroker
August 1993 - December 1997 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
February 1990 - August 1993 · 3 yrs 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1990 - February 1990 · 1 mo
Shearson Lehman Hutton INC.Broker
September 1988 - February 1990 · 1 yr 5 mos
The Robinson-Humphrey Company INC.Broker
January 1988 - September 1988 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1987 - February 1988 · 7 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.
Louis David Dworsky - Financial Advisor | TrueAdvisor