Jeffrey Bangerter is a registered investment advisor, based in Roseville, CA, with 34 years of industry experience.
Location
1380 Lead Hill Blvd, Suite 180, Roseville, CA, 95661
Get directionsHistory
Regulatory History (6)
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Customer Dispute
September 2025Pending
Customer Dispute
April 2025Settled
Customer Dispute
December 2024Settled
Customer Dispute
January 2024Closed-No Action
Regulatory
December 2007Final
Regulatory
September 2001Final
Other Business ActivitiesSells Insurance
Jeffrey is involved in numerous business activities, including running his own Registered Investment Advisory firm, real estate, tax preparation, and various LLCs. He also sells insurance products through Coordinated Concepts Insurance Services, LLC and Concorde Insurance Agency Inc., dedicating a few hours per week to these activities.
Employment History
Current Registrations
Concorde Investment Services, LLCBroker
February 2019 - Present · 7 yrs 2 mos
Bangerter Financial Services, INC.
October 2014 - Present · 11 yrs 6 mos
Previous Registrations
Concorde Asset Management, LLC
May 2023 - September 2025 · 2 yrs 4 mos
Berthel, Fisher & Company Financial Services, INC.Broker
March 2015 - February 2019 · 3 yrs 11 mos
Dfpg Investments, INC.Broker
June 2014 - February 2015 · 8 mos
G.F. Investment Services, LLCBroker
November 2011 - June 2014 · 2 yrs 7 mos
Global Financial Private Capital, LLC
November 2011 - October 2014 · 2 yrs 11 mos
Multi-Financial Securities CorporationBroker
July 2007 - November 2011 · 4 yrs 4 mos
Multi-Financial Securities Corporation
July 2007 - November 2011 · 4 yrs 4 mos
Legacy Advisory Services, INC.
February 2002 - July 2007 · 5 yrs 5 mos
Legacy Financial Services, INC.Broker
October 1997 - July 2007 · 9 yrs 9 mos
United Securities Alliance, INC.Broker
June 1996 - October 1997 · 1 yr 4 mos
Wma Securities, INC.Broker
June 1994 - June 1996 · 2 yrs
Security Distributors, INC.Broker
July 1987 - November 1989 · 2 yrs 4 mos
State Registrations42 states
ARAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMTNCNDNENJNMNVNYOHOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.