JN
CFP
JN
CFP

James Noble

28 Years of Experience
BrokerSells Insurance

James Noble is a CFP-designated registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,855 clients
Average Client Portfolio
$354K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

NPA Asset Management offers several investment management programs:

  • Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
  • MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
  • MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.

Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.

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Location

32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is dually registered with NPA Asset Management and is an independent insurance agent. He is also the president and owner of Noble Planning and Investments, LLC, which provides independent insurance services for fixed life, annuities, long-term care, health, and Medigap products.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 3 mos
Nationwide Planning Associates INC.Broker
November 2012 - Present · 13 yrs 5 mos
Previous Registrations
Npa Asset Management, LLC
December 2010 - December 2017 · 7 yrs
Abramenko & Company, INC.Broker
December 2010 - July 2014 · 3 yrs 7 mos
Global Investment Advisors, LLC
March 2010 - December 2010 · 9 mos
Essex Securities LLCBroker
March 2010 - December 2010 · 9 mos
Investment Advisors
April 2009 - March 2010 · 11 mos
Proequities, INC.Broker
April 2009 - March 2010 · 11 mos
Banc of America Investment Services, INC.
May 2006 - May 2008 · 2 yrs
Banc of America Investment Services, INC.Broker
April 2006 - May 2008 · 2 yrs 1 mo
Citicorp Investment ServicesBroker
July 2004 - March 2006 · 1 yr 8 mos
Capital Brokerage CorporationBroker
September 2002 - December 2003 · 1 yr 3 mos
Tower Square Securities, INC.Broker
September 1998 - September 2000 · 2 yrs
Advantage Capital CorporationBroker
August 1994 - December 1997 · 3 yrs 4 mos
Travelers Equities Sales, INC.Broker
April 1994 - August 1994 · 4 mos
Shurgard Securities CorporationBroker
June 1987 - April 1988 · 10 mos
State Registrations12 states
CACTDEFLGAMDNCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Noble - Financial Advisor | TrueAdvisor