AB
CFP
AB
CFP

Andrew Joy Benton

38 Years of Experience
2 DisclosuresBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
479 advisors
Number of Clients
30,126 clients
Average Client Portfolio
$520K average
Assets Under Management
$15.7B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$125
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Location

4101 Pioneer Woods Drive, Suite 100, Lincoln, NE, 68506

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Denied
Customer Dispute
September 1998
Denied
Other Business Activities

Andrew is a 50% owner of Benton Associates LLC, pasture land for farm animals, dedicating minimal time. He also serves as a fiduciary/trustee for the Nancy Benton Family Trust and on the board of directors for the Lamp of Learning Educational Foundation.

Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.Broker
September 2020 - Present · 5 yrs 5 mos
Benjamin F. Edwards & Company, Incorporated
September 2020 - Present · 5 yrs 5 mos
Previous Registrations
RBC Capital Markets, LLC
April 2009 - September 2020 · 11 yrs 5 mos
RBC Capital Markets, LLCBroker
April 2009 - September 2020 · 11 yrs 5 mos
Wachovia Securities, LLCBroker
January 2008 - April 2009 · 1 yr 3 mos
Wachovia Securities, LLC
January 2008 - April 2009 · 1 yr 3 mos
A. G. Edwards & Sons, INC.
October 2005 - January 2008 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
September 2005 - January 2008 · 2 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1994 - October 2005 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1989 - October 2005 · 16 yrs 4 mos
Painewebber IncorporatedBroker
June 1987 - June 1989 · 2 yrs
State Registrations27 states
AZCOCTFLHIIAKSMAMDMEMNMOMTNCNDNENJNMNYOHORPASDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Joy Benton - Financial Advisor | TrueAdvisor