James Morton is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Kirksville, MO, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
405 E Northtown Rd, Kirksville, MO, 63501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James volunteers monthly for NEMO Senior Citizens Services, using his truck to transport food. He is also an owner/member and financial advisor for Morton Financial Solutions, LLC, where he provides securities, advisory, and fixed insurance sales and service, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Usadvisors Wealth Management, LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations9 states
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