Alan Joyce is a registered investment advisor at Rossby Financial, LLC, based in Melbourne, FL, with 36 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 804 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rossby Financial offers investment management services for a fee based on the value of your investments. The fee is negotiable, but will not exceed 2.5% annually. The exact fee depends on the size and composition of your portfolio, the services provided, and the representative providing the services. Fees are generally charged quarterly or monthly, in advance or arrears, based on the period-end balance.
Location
2412 Irwin Street, Melbourne, FL, 32901
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Regulatory History (4)
Employment Separation After Allegations
February 2024Regulatory
December 2013Regulatory
January 2013Customer Dispute
March 2010Other Business Activities
Alan is the owner/proprietor of The Alan R Joyce Company LLC, providing consulting services to real estate and structured settlement sellers. He is also a partner in The Britus Group LLC, which currently has no operations; both activities require minimal time.
Employment History
Current Registrations
Rossby Financial, LLC
Previous Registrations
Coral Reef Advisors LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Prudential Securities IncorporatedBroker
Bt Alex. Brown IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
Barnett Investments, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.