AK
ChFC
AK
ChFC

Allan Michael Kaplan

38 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
327 advisors
Number of Clients
3,621 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$10K
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Location

8833 Gross Point Road, Suite 200, Skokie, IL, 60077

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Allan is a trustee for Lake Forest Academy, spending minimal time per week. He is also the president of AKorp, Inc. and a trustee for two trusts related to a holding company, spending minimal time on these activities.

Employment History
Current Registrations
M Holdings Securities, INC.
December 2005 - Present · 20 yrs 2 mos
M Holdings Securities, INC.Broker
February 2001 - Present · 25 yrs
Previous Registrations
New Century Planners LLC
November 1997 - November 2005 · 8 yrs
Mutual Service CorporationBroker
July 1987 - February 2001 · 13 yrs 7 mos
State Registrations14 states
AZCACOCTFLIAILMIMONMNYOHOKSD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Allan Michael Kaplan - Financial Advisor | TrueAdvisor