AP
AP

Ashley Anne Palermo

37 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
243 advisors
Number of Clients
21,683 clients
Average Client Portfolio
$720K average
Assets Under Management
$15.6B

Fee Structure

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Location

111 Center Street, Little Rock, AR, 72201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stephens
January 2006 - Present · 20 yrs 1 mo
StephensBroker
October 2000 - Present · 25 yrs 4 mos
Previous Registrations
Painewebber IncorporatedBroker
August 2000 - October 2000 · 2 mos
J.C. Bradford & CO.Broker
July 1989 - August 2000 · 11 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - August 1989 · 10 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
September 1988 - October 1988 · 1 mo
State Registrations9 states
ARGALAMSNCNYSCTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.