Catherine Peters is a registered investment advisor at Gradient Wealth Management, based in Arden Hills, MN, with 35 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 3,268 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gradient Wealth Management offers non-discretionary asset management services, where they recommend securities but require your approval before any trades. The annual fee is a maximum of 2.00% of the assets they manage, but this fee is negotiable based on factors like the money manager selected, the advisor providing services, and the value of your account. The fee can be paid monthly or quarterly, either in advance or after the period. You can terminate the agreement with 30 days' notice and receive a refund for services not provided.
Location
4105 Lexington Avenue N., Suite 225, Arden Hills, MN, 55126
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is the Chief Compliance Officer at Gradient Advisors, LLC. This is an investment-related activity and takes nearly all of Catherine's time.
Employment History
Current Registrations
Gradient Securities, LLCBroker
Gradient Advisors, LLC
Previous Registrations
Focus Financial
Royal Alliance Associates, INC.Broker
Allied Beacon Partners, INC.Broker
Workman Securities CorporationBroker
Askar CORP.Broker
Pruco Securities CorporationBroker
Arm Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.