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Catherine Ann Peters

Gradient Wealth Management
34 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInvestment Management
Gradient Wealth Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
96 advisors
Number of Clients
3,268 clients
Average Client Portfolio
$181K average
Assets Under Management
$591.1M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

Location

4105 Lexington Avenue N., Suite 225, Arden Hills, MN, 55126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine is the Chief Compliance Officer at Gradient Advisors, LLC. This is an investment-related activity and takes nearly all of Catherine's time.

Employment History
Current Registrations
Gradient Securities, LLCBroker
December 2014 - Present · 11 yrs 2 mos
Gradient Advisors, LLC
December 2014 - Present · 11 yrs 2 mos
Previous Registrations
Focus Financial
January 2013 - December 2014 · 1 yr 11 mos
Royal Alliance Associates, INC.Broker
August 2012 - December 2014 · 2 yrs 4 mos
Allied Beacon Partners, INC.Broker
October 2011 - July 2012 · 9 mos
Workman Securities CorporationBroker
February 2007 - September 2011 · 4 yrs 7 mos
Askar CORP.Broker
April 1998 - January 2007 · 8 yrs 9 mos
Pruco Securities CorporationBroker
November 1995 - April 1998 · 2 yrs 5 mos
Arm Securities CorporationBroker
December 1990 - October 1995 · 4 yrs 10 mos
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.