Asha Jain

LPL Financial LLC

38 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

6909 E Greenway Parkway, Suite 295, Scottsdale, AZ, 85254

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History

Regulatory History (1)

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Customer Dispute

June 2006

Denied

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Other Business ActivitiesSells Insurance

Asha works full-time for Stratos Wealth Partners as a DBA for LPL business and as a Registered Investment Advisor Hybrid. Asha also sells non-variable insurance (accident, health, life) and works as an insurance agent for Vanbridge, dedicating a few hours per week to each activity.