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James Ryan

11 Years of Experience
Philadelphia, PA

James Ryan is a registered investment advisor at Eab Investment Group, LLC, based in Philadelphia, PA, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $510M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only
Assets Under Management
$506.0M

Fee Structure

Minimum Investment:$2M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1650 Market Street, 36th Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is an active partner at EAB Investment Group and a portfolio manager at Easterly EAB Risk Solutions LLC. These activities take about 10-20% of his time and minimal time, respectively.

Employment History
Current Registrations
Eab Investment Group, LLC
May 2020 - Present · 5 yrs 11 mos
Previous Registrations
Guggenheim Securities, LLCBroker
July 2020 - November 2022 · 2 yrs 4 mos
Srt Securities LLCBroker
July 2014 - January 2021 · 6 yrs 6 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.