RH
RH

Richard Todd Holden

28 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningInsurance PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
2,583 clients
Average Client Portfolio
$745K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:None
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Location

200 Spring Street, Suite 120, Herndon, VA, 20170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard provides investment advisory services through Northwest Financial Advisors, LLC, dedicating nearly full-time hours to this activity. He also engages in fixed insurance sales through NW Insurance Agency, LLC, spending a few hours per week on this.

Employment History
Current Registrations
Northwest Financial Advisors LLC
September 2016 - Present · 9 yrs 5 mos
Northwest Financial Group LLCBroker
September 2016 - Present · 9 yrs 5 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 5 mos
Previous Registrations
LPL Financial LLC
April 2021 - April 2021 · 0 mos
Cuso Financial Services, L.P.Broker
May 2016 - September 2016 · 4 mos
Cuso Financial Services, L.P.
May 2016 - September 2016 · 4 mos
Securities America, INC.Broker
June 2009 - May 2016 · 6 yrs 11 mos
Securities America Advisors, INC.
June 2009 - May 2016 · 6 yrs 11 mos
Financial Network Investment CorporationBroker
January 2009 - June 2009 · 5 mos
Westminster Financial Securities, INC.Broker
August 2007 - January 2009 · 1 yr 5 mos
Westminster Financial Advisory CORP
July 2007 - January 2009 · 1 yr 6 mos
Hsbc Securities (USA) INC.Broker
January 2005 - August 2005 · 7 mos
Hsbc Brokerage (USA) INC.Broker
June 2004 - January 2005 · 7 mos
Metlife Securities INC.Broker
September 1998 - June 2004 · 5 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
September 1998 - June 2004 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - August 1990 · 3 yrs 3 mos
State Registrations32 states
ALAZCACOCTDCDEFLILINKSKYMAMDMEMIMONCNENJNMNYOHOKORPASCTXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Richard Todd Holden - Financial Advisor | TrueAdvisor